A digital trading platform settled SEC charges for operating an unregistered exchange that paired purchasers with sellers of securities that are considered "collectible assets."

The Senate Banking Committee advanced nominees for Federal Reserve Board Vice Chair and FRB Members of the Board of Governors.

The House Financial Services Committee considered testimony on the impact of ESG proxy proposals and recommendations to reform the shareholder proposal process.

The House Financial Services Committee considered testimony on the "growing influence” of proxy advisory firms and current efforts to reform the proxy advisory system.