The SEC awarded seven individual whistleblowers more than $104 million, the fourth-largest whistleblower amount ever awarded.
News & Insights
The SEC set an effective date of September 5, 2023 for final disclosure requirements on cybersecurity risk management, governance, strategy and incident reporting by public companies.
The SEC approved a FINRA rule amendment to make permanent COVID-related procedural relief that will allow video conference hearings before the Office of Hearing Officers and the National Adjudicatory Council.
The SEC set effective and compliance dates for amendments aimed at preventing runs on money market funds during times of financial stress. The SEC is adopting a tiered approach to the transition periods for the final amendments.
Senators Warren (D-MA), Casey (D-PA), Blumenthal (D-CT) and Sanders (I-VT) warned Treasury Secretary Janet Yellen and IRS Commissioner Daniel Werfel that they were "at risk of failing to meet their congressionally-mandated deadlines for implementation of a final rule to prevent crypto tax evasion."