SEC Commissioner Mark T. Uyeda touted the benefits of new technologies for markets, investors and regulators. He argued that "[j]ust because something is new does not mean that regulators should fear it and preclude financial institutions from utilizing it."
News & Insights
21975 News Results
CFTC Commissioner Christy Goldsmith Romero re-proposed establishing a National Financial Fraud Registry and urged state regulators to make greater use of technology.
The Financial Information Forum asked FINRA for clarification on new requirements for order routing disclosure reports for OTC and National Market System equity securities orders.
FinCEN reported on trends in Bank Secrecy Act data related to suspected evasion of Russia-related export controls.
In a working paper, Federal Reserve Board staff considered the potential benefits and financial stability implications of "tokenizations."