OFAC fined Nasdaq, Inc. for failing to ensure that its foreign subsidiary complied with the Iranian Transactions and Sanctions Regulations.

In a newly issued Fact Sheet, Treasury highlighted recent efforts to fight corruption and enhance its AML efforts.

FINRA rule amendments to conform rules to the SEC's new shortened standard settlement cycle of trade date plus one business day (T+1) are now effective.

The OCC Acting Deputy for the Office of Financial Technology Donna Murphy testified on the agency's "analysis and evaluation of financial technology innovations, trends, emerging risks, and implications for OCC’s supervised banks."

In its Semiannual Risk Perspective, the OCC reported increased credit, market, operational and compliance risks during the first half of 2023.