FINRA adopted a rule to "treat a private residence at which an associated person engages in specified supervisory activities ... as a non-branch location."

A convertible note financing business and its owners settled SEC charges for failing to register as a securities dealer.

Acting Comptroller of the Currency Michael J. Hsu argued that careful consideration should be given to any regulatory enhancements to help ensure that "updated liquidity risk management practices are implemented and sustained systematically and consistently, especially across midsize and large banks."

Twelve Senate Democrats urged FRB Vice Chair Michael S. Barr, FDIC Chair Martin J. Gruenberg and OCC Acting Comptroller Michael J. Hsu to adopt proposed regulatory capital rules "to complete adoption of the Basel standards, strengthen the resiliency of our financial system, and ensure that American consumers, workers, and businesses are better protected from future economic distress."

FINRA set a comment deadline of February 12, 2024 on proposed amendments for rules on borrowing from or lending to customers. The comment deadline was published in the Federal Register.