A firm settled FINRA charges for improperly programming trading algorithms, which resulted in orders being improperly sent to the market.

Two House Financial Services Subcommittees considered the CFPB's latest actions on the proposed "Larger Participant Rulemaking" proposal and its proposal to limit "junk fees."

The SEC Division of Investment Management declined a request to take a no-action position from a registered investment company that sought to exclude proxy materials on a shareholder proposal to "declassify" the Fund's Board.

The NFA submitted to the CFTC proposed changes to bylaws related to the qualifications for public directors on the NFA's Board.

In remarks at the Mercatus Center, FDIC Vice Chair Travis Hill posed discrete questions to policymakers on "minimizing the risk and severity of disorderly bank failures."