The Investment Adviser Association urged FinCEN to reconsider the scope of its proposal to include "investment adviser" in the definition of "financial institution" under the Bank Secrecy Act.

The Futures Industry Association, the FIA Principal Traders Group, CME Group Inc. and the Intercontinental Exchange Inc. urged the CFTC to take steps to better understand potential risks before regulating the use of artificial intelligence in CFTC-regulated markets.

The Congressional Research Service reviewed the policy issues raised by the FDIC’s guarantee of uninsured deposits in response to the Silicon Valley Bank and Signature Bank failures.

In a new "Registered Fund Statistics" report, SEC staff provided statistics based on aggregated data from SEC-registered investment companies that file reports on their portfolio holdings.

The FTC issued a rule to ban non-compete clauses for employees. The final rule provides that "it is an unfair method of competition—and therefore a violation of Section 5 of the FTC Act—for employers to enter into non-compete agreements with workers."