News & Insights

Help
21939 News Results

Board of Governors of the Federal Reserve System Information received since the Federal Open Market Committee met in December confirms that the economic recovery is continuing, though at a rate that has been insufficient to bring about a significant improvement in labor market conditions. January 26, 2011

Federal Reserve Bank of New York International supervisory authorities and major market participants met Jan. 27 th 2011 at the Federal Reserve Bank of New York to discuss ongoing efforts and future priorities for improving infrastructure and reducing risk in the over-the-counter derivatives markets. The meetings between the OTC Derivatives Supervisors Group and major market participants have served as a venue for open dialogue and collective action to effect practical improvements in these global markets. January 27, 2011

SEC Release 34-63784 January 27, 2011 The SEC approved a FINRA proposal to adopt new books and records rules in the consolidated FINRA rulebook. The new rules are substantially derived from NASD Rule 3110 and NYSE Rule 410 (and the interpretations thereto). Among other things, the rule change adopts (1) NASD 3110(a) as FINRA Rule 4511; (2) NASD Rule 3110(d-e) as FINRA Rule 4512; (3) NASD Rule 3110(f) as FINRA Rule 2268; (4) NASD Rule 3110(g) as FINRA Rule 4514; (5) NASD Rule 3110(h) as FINRA Rule 7440(a)(4); and (6) NASD Rule 3110(j) as FINRA Rule 4515. In addition, the rule change adopts NYSE