As part of an SEC Division of Corporation Finance workshop, Division Director Erik Gerding highlighted "disclosure priorities for fiscal year 2024."
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The SEC Division of Corporation Finance issued new FAQs relating to material cybersecurity incident disclosure requirements for Form 8-K filings.
The CFTC Division of Clearing and Risk extended its no action position on compliance with rules related to Futures Commission Merchant treatment of separate accounts of the same customer.
Banking regulators adopted a final rule to implement quality control standards on the use of automated valuation models "by mortgage originators and secondary market issuers [when] determining the collateral worth of a mortgage secured by a consumer's principal dwelling."
The SEC issued a report about the security-based swap market based on data reported to SEC-registered Security-Based Swap Data Repositories from July through December 2023.