The SEC Investor Advisory Committee will hold its inaugural meeting on Tuesday, June 12, 2012, in Multi-Purpose Room LL-006 at the Commission’s headquarters, 100 F Street, N.E., Washington, DC. The meeting will begin at 10:00 a.m. (EDT) and will be open to the public. Seating will be on a first-come, first-served basis. Doors will open at 9:30 a.m. Visitors will be subject to security checks. The meeting will be webcast on the Commission’s website at www.sec.gov. View announcement in full here (links externally to SEC website).

Craig Kugel; IA-3413, 34-67118 Date: 06/05/2012 OppenheimerFunds, Inc. and OppenheimerFunds Distributor, Inc.; IA-3417, 34-67142, IC-30099, 33-9329 Date: 06/06/2012 David Mark Bunzel; IA-3416, IA-30098, 34-67140 Date: 06/06/2012

This Memorandum of Understanding ("MOU"), dated as of May 16, 2012, is made and entered into by the Consumer Financial Protection Bureau and the Prudential Regulators, consisting of the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, the National Credit Union Administration, and the Office of the Comptroller of the Currency. (Collectively, the CFPB and the Prudential Regulators are referred to as "Agencies.") This MOU is intended to facilitate the fulfillment of the Agencies' responsibilities in a manner consistent with the provisions of sections

FINRA Reg. Notice 12-27 FINRA is requesting comment on proposed amendments to FINRA Rule 5110 (Corporate Financing Rule) that (i) address current deferred compensation arrangements for financial advisory services in connection with public offerings, (ii) eliminate an anomalous filing requirement for exchange traded funds structured as statutory or grantor trusts, and (iii) make certain ministerial amendments to, among other things, reflect electronic filing requirements. Comments Due: July 23, 2012 Cross References: FINRA Rule 5110; NASD Rule 2830; NASD NTMs 97-82. For more information about

View study here.All Dodd-Frank related studies and reports can be accessed via our Dodd-Frank Studies table. Cross References Dodd-Frank §954