The CFTC published in the Federal Register on April 28, 2011 a notice of proposed rulemaking that would establish initial and variation margin requirements for uncleared swaps. The comment period closed on July 11, 2011. View notice in full here(links externally to CFTC website).

The CFTC Division of Market Oversight issued a letter to market participants providing temporary no-action relief for less than fully compliant reporting of positions based on ownership under the CFTC's large trader reporting system for physical commodity swaps and swaptions. View notice in full here(links externally to CFTC website).

View notice in full here(links externally to FINRA website).

View notice in full here(links externally to FINRA website).

View notice of filing in full here (links externally to SEC website).