Fairly standard waiver of disqualification as a result of misconduct relating to the "bad boy" provisions of Regulation D under the Securities Act. View letter in full here (links externally to SEC website).

Fairly standard waiver of disqualification as a result of misconduct relating to the "bad boy" provisions of of Regulation D of the Securities Act. View letter in full here (links externally to SEC website).

"Based on the facts presented, the Division will not object if Skagit stops filing periodic and current reports under the Exchange Act after: (1) Skagit has filed a Form 15 to suspend its reporting obligation under Section 15(d) of the Exchange Act; and (2) 90 days lapse after the filing of the Form 15 to terminate the registration of its common stock under Section 12(g)." View letter in full here (links externally to SEC website).

Fairly standard waiver of disqualification as a result of misconduct relating to the "bad boy" provisions of Regulation D of the Securities Act. View letter in full here (links externally to SEC website).

As required by Section 106 of the JOBS Act, the SEC has completed a study on the impact of decimalization on IPO activity in small and mid-cap securities. The study begins with a review of the regulatory history of decimalization and explores the existing literature on the effect of decimalization on small and middle capitalization companies. It then offers a summary of the views expressed at the Advisory Committee on Small and Emerging Companies' meeting and compares the U.S. equity market tick size policies to equity market tick size policies in other countries. The study then outlines the