A global manufacturer settled SEC charges that the company's subsidiary violated the Foreign Corrupt Practices Act. The SEC charged that the subsidiary engaged in improper conduct to win government contracts in Thailand.

SIFMA commended US regulators' decision to pursue "broad and material revisions" to the Basel III Endgame re-proposal.

A company settled SEC charges for acting as an unregistered broker and clearing agency in connection with its crypto asset trading platform.

In separate enforcement actions, nine investment advisers settled SEC charges for "disseminating advertisements that included untrue or unsubstantiated statements of material fact or testimonials, endorsements, or third-party ratings that lacked required disclosures."

In a white paper, the Securities Industry and Financial Markets Association said regulators and policymakers should avoid adopting AI-specific rules, but should apply existing rules and guidance to the deployment of AI models.