The CFPB proposed requiring remittance transfer providers to inform consumers that they should contact the State licensing agency or the CFPB only for unresolved problems or complaints about the transfer or the remittance transfer provider.

The SEC obtained a Final Judgment against an audit firm and its affiliated professional services firm for conducting deficient audits that contributed to a large crypto-related fraud.

FINRA President and CEO Robert Cook urged regulators, financial firms and law enforcement to collaborate on tackling the escalating threat of financial fraud.

A broker-dealer settled FINRA charges for failing to report short interest positions and related supervisory violations.

A firm settled FINRA charges for failing to properly supervise the sale of variable rate structured products, including steepeners, to retail customers.