A broker-dealer settled FINRA charges for failing to collect required initial and maintenance margin on certain over-the-counter equity option contracts.

In an annual report, the FDIC highlighted the importance of local in-person relationships to small business lending, despite an increase in the use of FinTech solutions.

Like the United Kingdom, Europe shares the view that resolvability will never be done.

The Office of the Comptroller of the Currency solicited academic research on "the use of artificial intelligence in banking and finance."

The CFTC issued a supplemental no-action letter that allows a trading platform to clear trading of fully-collateralized binary option contracts through an affiliated clearing organization.