NFA sanctions firm for making "misleading, deceptive and high-pressure" sales solicitations and willfully submitting false information to the NFA.

The NFA established general requirements for the information systems security programs of futures commission merchant, commodity trading advisor, commodity pool operator and introducing broker members.

As of March 1, 2016, the NFA is authorized to receive notices of swap valuation disputes in excess of $20 million that are filed by swap dealers and major swap participants.

FINRA requested comment on a proposed rule for coordination between FINRA and the MSRB concerning enforcement actions and examinations of MSRB-regulated firms and activities.

Senator Elizabeth Warren wrote to CFTC Commissioner Giancarlo asking that he withdraw the Energy and Environmental Markets Advisory Committee report on the CFTC proposed rule on position limits.