The SEC approved the 2016 budget of the Public Company Accounting Oversight Board and a related annual accounting support fee.
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FINRA reminded member firms of the SEC's rate extension under Securities Exchange Act, Section 31, which applies to specified securities transactions on the exchanges and in the over-the-counter markets.
The London Stock Exchange Group and Deutsche Börse AG reached an agreement on the terms of a recommended all-share merger through the establishment of a new UK holding company.
The Board of Directors of the FDIC approved a final rule to increase the minimum reserve ratio for the Deposit Insurance Fund from 1.15% to 1.35% pursuant to the Dodd-Frank Act.
The CFTC settled charges against a registered commodity pool operator that made alleged material misstatements and omissions in disclosure documents about its operation of a multi-advisor commodity pool.