A U.S. District Court granted MetLife, Inc.'s cross-motion for summary judgment in a lawsuit that challenged the company's designation by the Financial Stability Oversight Counsel as a Systemically Important Financial Institution.
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FINRA proposed rule amendments to provide market participants with a daily final trade price for each over-the-counter transaction in exchange-traded managed fund shares as reported to the FINRA/Nasdaq Trade Reporting Facility.
Delta Strategy Group analyst and former SEC Chief Economist James A. Overdahl found serious flaws in the SEC proposed rule to regulate the use of derivatives by registered investment companies.
CFTC Commissioner Giancarlo called for a regulatory approach that won't stifle blockchain technology's development.
The SEC Investor Advisory Committee will hold a public meeting on April 14, 2016.