The CFTC Market Risk Advisory Committee will meet on April 26, 2016 to examine issues related to access to the derivatives markets and portfolio compression.
News & Insights
The Corporation Finance Section of the North American Securities Administrators Association requested public comments on the proposed (i) new multistate Form U-1 and revised Form U-2, and (ii) revisions to several NASAA Corporation Finance Statements of Policy.
Two United Arab Emirates residents were fined by a federal court in New York for their alleged involvement in a spoofing scheme in the gold and silver futures market.
FINRA focused on the areas of sales practice, financial and operational controls and market integrity in a podcast concerning the FINRA 2016 Regulatory and Examination Priorities Letter.
University of Houston Finance Professor Craig Pirrong examined a proposal to cross-margin, but not completely merge, LCH.Clearnet swaps and Eurex futures.