The NFA outlined its approval process for acceptable models that could be used in calculating CFTC margin requirements.

The SEC Office of Investor Education and Advocacy identified factors to consider when making a decision based on investment performance claims.

ISDA elected 10 directors at its 31st General Meeting in Tokyo.

The SEC charged a research analyst with using his mother's brokerage account to engage in insider trading that utilized nonpublic information he learned at work.

The SEC requested comments on a newly published concept release assessing the business and financial disclosure requirements of Regulation S-K.