SIFMA President and CEO Kenneth E. Bentsen, Jr. urged SEC Chair Mary Jo White to amend and release further guidance on Securities Exchange rules concerning disclosure obligations.

FINRA proposed consolidating rules regulating members' activities in connection with the sale and distribution of securities of companies registered under the Investment Company Act.

Multiple agencies requested comment on a joint proposal that would limit incentive-based compensation arrangements at covered institutions. The request for comment was published in the Federal Register.

ISDA appointed Katherine Tew Darras General Counsel.

The Federal Financial Institutions Examination Council requested comments on its proposed revisions to the Uniform Interagency Consumer Compliance Rating System (more commonly known as the "CC Rating System"). The request for comments was published in the Federal Register.