Two industry associations commented on a Financial Stability Board policy proposal to address structural vulnerabilities caused by asset management activities.

SEC Enforcement Director Andrew J. Ceresney highlighted auditor responsibilities in the current legal and regulatory environment.

The CFTC simultaneously filed and settled charges with a bank for failing to create, maintain and promptly produce required confirmations for a significant number of "Exchange for Related Position" trades.

Former CFTC Commissioner Sharon Brown-Hruska criticized the removal of the requirement to demonstrate price artificiality in attempted manipulation and disruptive trading practices cases.

SEC Chair Mary Jo White provided an overview of the SEC's "robust and wide-ranging work" to regulate the global securities marketplace.