New SRO rules, rule proposals and NMS plans were announced by the SEC. Click on the links below to view SEC notices of exchange rule changes and proposals for the week of November 28 – December 2.

Chief Economist and Division of Economic and Risk Analysis Director Mark J. Flannery will leave the agency by the end of the year.

Federal Reserve System Governor Lael Brainard described how the agency is "well-positioned" to shape emerging financial technology innovation.

The SEC Division of Trading and Markets granted several exchanges an exemption from certain provisions of the plan to implement a Tick Size Pilot Program. The provisions address, among other things, the collection and publication of Pilot data.

The Consumer Financial Protection Bureau Ombudsman Office published its annual report.