The CFTC Division of Enforcement issued two Advisories that detail the factors the agency considers when evaluating cooperation by individuals and companies in investigations and enforcement actions.

CFTC Division of Enforcement Director Aitan Goelman will leave the Commission on February 3, 2017.

The SEC announced that SEC Chief of Staff Andrew J. Donohue, Deputy Chief of Staff Nathaniel Stankard and General Counsel Anne K. Small are leaving the commission.

FINRA named Gregory J. Dean, Jr. Senior Vice President for the Office of Government Affairs. Mr. Dean will begin on January 30, 2017.

Citigroup Global Markets, Inc., a registered futures commission merchant and provisionally registered swap dealer, agreed to pay a $25 million civil monetary penalty to settle CFTC charges of spoofing and related supervisory failures.