The CFTC adopted a final rule to delegate authority to notify designated contract markets of their status as a "covered DCM" under system safeguard rules.
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The SEC introduced two new initiatives to monitor and address issues related to cybersecurity. In addition, SEC Chair Jay Clayton updated the Senate Banking Committee on the SEC response to the EDGAR system cyber breach.
The FDIC released a semi-annual report of the Global Capital Index.
The MSRB issued a Compliance Advisory to aid municipal securities dealers, brokers and dealers in addressing certain compliance risks and in evaluating existing compliance programs and controls.
CFTC Director of Enforcement James McDonald described an enforcement approach that emphasizes self-reporting and cooperation by regulated financial institutions.