The North American Securities Administrators Association warned investors about the risks associated with Initial Coin Offerings and other cryptocurrency-related investment products.

A former executive at a transition management company agreed to pay a $975,000 fine in addition to a lifetime securities industry bar for his role in a fraudulent scheme to hide from clients significant overcharges for execution of trade orders.

A banker was convicted for his role in a scheme to engage in financial transactions for the Government of Iran and for evading U.S. sanctions.

United States Attorney General Jeff Sessions appointed Geoffrey S. Berman to serve as Interim United States Attorney for the Southern District of New York.