The SEC announced SRO rule changes and proposals for the week of February 5 to February 9, 2018.
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The Financial Crimes Enforcement Network solicited comments regarding the renewal of regulations requiring depository institutions and insurance companies to report suspicious activity.
The SEC request for comments concerning an MSRB proposal that would affect advertising by municipal advisors and municipal securities dealers was published in the Federal Register. Comments must be submitted by February 28, 2018.
The D.C. Court of Appeals ruled in favor of the Loan Syndications and Trading Association in its litigation against the SEC and the Federal Reserve Board over the application of risk retention rules to managers of collateralized loan obligations.
Senators questioned whether the Consumer Financial Protection Bureau investigation into the Equifax data breach has been halted. The letter comes in response to a recent report suggesting Acting Director Mulvaney relaxed the investigation.