FINRA updated the criteria to designate firms for mandatory participation in FINRA's annual business continuity / disaster recovery testing.

At a House Appropriations Committee hearing, CFTC Chairman J. Christopher Giancarlo defended his CFTC FY 2019 Budget request which prioritized resources for technology in the derivatives markets and greater enforcement.

FRB Vice Chairman Randal K. Quarles revealed that federal regulators are collaborating on a proposal to make "material changes to the Volcker Rule."

Three exchanges agreed to pay a fine to settle SEC charges of multiple violations, including the first charged violation of Regulation SCI (Systems Compliance and Integrity).

The Federal Reserve Board is seeking comments on a proposed rule change and amendments that will affect the electronic collection of checks and funds.