Commentary by Steven Lofchie
In advance of the release of a new framework for swaps reform, CFTC Chair J. Christopher Giancarlo declared that the CFTC would return to its "historic character" as a "principles-based regulator."
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Commentary by Steven Lofchie
John E. Smith, Director of the U.S. Treasury Office of Foreign Assets Control, will leave his position in early May.
Members of the House Subcommittee on Monetary Policy and Trade considered testimony on proposed legislation to expand the jurisdiction, and update the operations, of the Committee on Foreign Investment in the United States.
The SEC awarded more than $2.1 million to a whistleblower who provided information that resulted in "multiple successful enforcement actions."
A mortgage banker agreed to pay a $5 million fine to settle charges brought by the New York State Department of Financial Services for failure to develop certain controls and keep records as required under state banking law.