ISDA released a survey of derivatives market in which participants expressed optimism about the future, but also concerns about the effects of a number of significant challenges.
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A global commercial data provider agreed to pay over $9 million to settle SEC charges arising from unlawful payments that two of the provider's China-based subsidiaries allegedly made to government officials.
The U.S. Treasury Department issued a report listing its regulatory reform accomplishments.
A publicly traded company agreed to pay $35 million to settle SEC charges of failing to disclose a significant cybersecurity breach in which hackers stole data from over 500 million user accounts.
The CFTC Division of Swap Dealer and Intermediary Oversight rescinded no-action relief from certain reporting requirements to a commodity pool operator ("CPO") operating a master-feeder fund complex.