The SEC announced SRO rule changes and proposals for the week of May 29 to June 1, 2018.
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The SEC named Dr. Chyhe Kim Becker as Acting Chief Economist and Acting Director of the Division of Risk and Analysis.
Thirteen investment advisers agreed to settle SEC charges of failing to meet reporting requirements in connection with private funds they advise.
The Office of the Comptroller of the Currency and the FDIC issued a final rule that will shorten the standard settlement cycle for securities transactions from T+3 to T+2.
Under Ukraine Related Sanctions Regulations, the Office of Foreign Assets Control issued General License 13B to replace its previous General License 13A. The new License expires August 5, 2018.