A former precious metals trader pleaded guilty to DOJ charges of manipulating the buying and selling of futures contracts.

Vice Chair for Supervision Randal K. Quarles considered proposed changes to the Federal Reserve Board's stress testing regime that would increase both its transparency and efficiency.

The SEC Division of Corporation Finance permitted a dual-listed Brazilian foreign private issuer to comply with home country law for audit committees under Exchange Act Rules.

The founder of a digital token trading platform settled SEC charges for operating the platform as an unregistered national securities exchange.

SEC Division of Investment Management Director Dalia Blass expressed support for Regulation Best Interest and discussed the recently proposed disclosure framework for variable contracts.