ISDA recommended best practices for European Market Infrastructure Regulation trade reporting.

The SEC proposed a new rule and several amendments that would "streamline and enhance" the regulatory framework of mutual funds investing in shares of another fund.

A private equity manager settled SEC charges for breach of fiduciary duty. The SEC alleged that the manager improperly assigned expenses to certain private equity funds.

FINRA summarized recent disciplinary actions against firms and individuals for violations of FINRA rules, MSRB rules, and federal securities laws and rules.

The CFTC notified self-regulatory organizations ("SROs") of the fees that it will charge for reviewing their rule enforcement programs in 2018. The fees, which are adjusted annually, are assessed to recover the costs incurred by the CFTC in conducting such reviews as part of its oversight function. Each SRO is required to remit the applicable fee electronically before February 11, 2019.