FINRA's proposal to amend its rule on Corporate Financing, Underwriting Terms and Arrangements" was published in the Federal Register.

The Cabinet Regulatory Tracker is a list of upcoming comment deadlines and effective dates.

Representative Josh Gottheimer (D-NJ) introduced a bill that would establish a "Senior Investor Taskforce" within the SEC to protect senior investors from fraud.

The U.S. Senate Committee on Banking, Housing and Urban Affairs considered testimony on how federal banking agencies are using non-binding guidance in regulatory, examination and enforcement practices.

The Office of the Comptroller of the Currency requested comments on an "Innovation Pilot Program" designed to support "responsible innovation" among financial institutions.