Treasury Department Undersecretary for Terrorism and Financial Intelligence Sigal Mandelker described risks and responsibilities associated with money laundering and financing of terrorism in distributed ledger technologies.

FINRA provided guidance to help market participants understand the short sale volume data published on its website.

The SEC authorized the Long-Term Stock Exchange, Inc., a Silicon Valley-based venture, to operate as a U.S. national securities exchange.

SIFMA recommended a new approach to strengthen cross-border cooperation among regulators to "enhance the coherence of their respective regulations" and "enshrine[] cooperation within legally binding trade agreements."