A commodity trading firm settled CFTC charges for engaging in wash sales and noncompetitive transactions traded on the Chicago Board of Trade and the Chicago Mercantile Exchange, Inc.
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The Federal Reserve Board adopted rule amendments that delegate the authority to approve certain types of applications, notices and requests to Federal Reserve Banks.
OFAC designated the Cuban state-run oil import and export company for violating U.S. sanctions by continuing to import oil from Venezuela.
A broker-dealer settled FINRA charges for failing to adequately supervise the suitability of registered representatives' trading activity.
The CFTC advised the public to avoid unregistered brokers and advisers promoting their services on social media platforms.