A broker-dealer settled FINRA charges for the delayed reporting of municipal securities transactions.
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Data protection and privacy enforcement regulators expressed concern over the lack of information provided by Facebook and other members of the Libra Network regarding the proposed cryptocurrency.
The Federal Reserve Board will upgrade the U.S. payment system to provide payment-by-payment interbank settlements in real time.
A trader settled New York Mercantile Exchange and Commodity Exchange charges for violating spoofing-related rules.
Democratic lawmakers introduced two separate bills that would, among other things, reschedule cannabis under the Controlled Substances Act and increase funding for research.