SEC Commissioner Elad L. Roisman urged financial regulators to consider the benefits of applying certain elements of current oversight of the equity markets to the market for U.S. government securities.
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Financial Crimes Enforcement Network Director Kenneth A. Blanco urged financial institutions to help prevent the theft and abuse of personally identifiable information by fraudsters.
OFAC designated four entities engaged in the Venezuelan oil sector and identified four ships controlled by those entities that transport oil and other petroleum products from Venezuela to Cuba.
SEC leadership submitted testimony to the House Financial Services Committee on initiatives undertaken during the fiscal year.
The FDIC updated supplemental Q&As on the deposit insurance application process for insured depository institutions.