The OCC and the FDIC proposed amendments to the regulations implementing the Community Reinvestment Act to encourage banks to provide more qualified lending, investment and financial services to underserved communities.
News & Insights
21984 News Results
IOSCO finalized a framework to evaluate leverage in investment funds that pose potential risks to financial stability.
The SEC Division of Corporation Finance Office of Mergers and Acquisitions granted no-action relief to an open-end investment company - consisting of five actively managed exchange-traded funds - from requirements under SEA Rule 14e-5, subject to certain conditions.
OFAC issued a Finding of Violation to a U.S. aviation company that engaged with a designated Iranian commercial airline in violation of the Global Terrorism Sanctions Regulations.
The Business Conduct Committees of the New York Mercantile Exchange and the Commodity Exchange sanctioned a firm and several traders for wash trades, disruptive trade practices and failure to comply with investigative procedures.