FINRA commenced a retrospective review of reporting requirements on "specified events, internal conclusions of violations, and quarterly statistical and summary information regarding written customer complaints."
News & Insights
21984 News Results
Representatives Juan Vargas (D-CA) and co-sponsor Jesús G. Garcia (D-IL) introduced legislation that would update environmental, social and governance disclosure requirements for public companies.
The CFTC Division of Market Oversight granted supplemental relief to help swap execution facilities and designated contract markets more efficiently correct certain trading errors.
The OCC and the FDIC proposed amending the Community Reinvestment Act to encourage banks to provide more qualified lending, investment and financial services to underserved communities.
The SEC proposed an order to improve governance of National Market System plans over public consolidated equity market data and trade and quote data.