In its February disciplinary report, FINRA recapped actions against member firms and individuals for violations of FINRA rules, MSRB rules, and federal securities laws and rules.

FINRA requested comments on proposed enhancements to the continuing education requirements for securities industry professionals.

Illinois residents filed a federal class action Complaint against a biometrics company and its licensing agent for gathering biometrics identifiers and information without informed consent.

The Office of Financial Research identified several common measures to determine systemic risk originating from large banks.