The SEC awarded more than $1.6 million to a whistleblower for providing original information that led to a successful enforcement action.
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21990 News Results
The Federal Reserve Board highlighted measures to support the flow of credit and limit job losses amid the COVID-19 pandemic.
Federal and state banking regulators encouraged financial institutions to work with borrowers who may not be able to satisfy their financial obligations due to the outbreak of COVID-19.
The SEC provided conditional compliance relief for registered transfer agents concerning (i) the clearance and settlement of securities transactions; and (ii) the safeguarding of securities and funds.
The SEC approved an NYSE proposed rule change to allow electronic auctions.