The U.S. Court of Appeals for the District of Columbia Circuit granted a petition for review and vacated an SEC Rule and related pilot program designed to test the effects of certain fees and rebate pricing models on the market.

In its June disciplinary report, FINRA recapped actions taken against member firms and individuals for violations of FINRA rules, MSRB rules, and federal securities laws, rules and regulations.

The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, compliance deadlines, effective dates and reporting deadlines.

NFA and the Alternative Investment Management Association reacted to a CFTC proposal to modify the collection of data from certain registered CPOs.

A broker-dealer settled FINRA charges for violating certain rules on short sales practices and related supervisory failures.