The North American Securities Administrators Association Electronic Filing Depository will accept mutual fund notice filings starting on July 20, 2021.
News & Insights
21994 News Results
The SEC Office of Investor Education and Advocacy and the Division of Enforcement Retail Strategy Task Force urged investors to be cautious of investments that have been broadly advertised to the general public.
SEC senior staff considered issues in analyzing the pandemic's impact on rating actions, procyclicality and financial stability.
The SEC awarded $3.8 million to a whistleblower for providing information that led to a successful enforcement action.
OFAC postponed the effective authorization date for certain transactions relating to the Petróleos de Venezuela, S.A. 2020 8.5 Percent Bond to October 20, 2020.