Several members of Congress asked Federal Housing Finance Agency Director Mark Calabria to delay a proposed rule that would establish a new regulatory capital framework for Fannie Mae and Freddie Mac.

The New York State Department of Financial Services urged the DOL to reconsider a proposed amendment that requires plan fiduciaries to recommend investments based solely on financial considerations, arguing that the amendment would discourage the consideration of environmental, social and governance-related investments.

The SEC created an "Event and Emerging Risks Examination Team" under the Office of Compliance Inspections and Examinations.

A broker-dealer settled FINRA charges for failing to detect suspicious trading activity, file suspicious activity reports, and implement its own anti-money laundering procedures.

FINRA proposed rule amendments to extend from July 31, 2020 to an indefinite future date, relief for the self-regulatory agency from certain enforcement and other procedural requirements.