OFAC amended the Cuban Assets Control Regulations to remove authorizations for transactions concerning remittances that involve Cuban military entities on the State Department's Cuba Restricted List.

OFAC updated a general license permitting transactions relating to humanitarian trade to cover certain dealings with the National Iranian Oil Company.

The SEC adopted amendments that impose additional conditions on the ability of a broker-dealer to publish a quotation for securities that are not listed on a national securities exchange. The amendments were published in the Federal Register.

CFTC Chair Heath Tarbert and SEC Chair Jay Clayton established a one-year pilot program to enhance coordination among agency staff on CFTC enforcement actions that may trigger "bad actor disqualification" provisions under SEC rules.