New York Fed Executive Vice President Kevin Stiroh described the complexity of climate change risk and the challenges facing climate change risk managers.
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SEC Commissioners encouraged the Small Business Advisory Committee to consider the SEC proposed "finders" exemption from broker-dealer registration.
CFTC amendments to the reporting requirements for CPOs and CTAs and Form CPO-PQR were published in the Federal Register.
A CFTC final rule delaying the compliance date for "Phase Six" of the initial margin requirements from September 1, 2021 to September 1, 2022 was published in the Federal Register.
FinCEN advised financial institutions on recent updates to the Financial Action Task Force list of jurisdictions with strategic AML deficiencies.