FINRA proposed extending the window for completing qualification examinations for any individual currently working as a principal or "Operations Professional."
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CFTC amendments to the conditions under which non-U.S. CPOs qualify for exemption from registration were published in the Federal Register.
An FDIC proposal that would update the risk-based deposit insurance assessment system that applies to all large insured depository institutions was published in the Federal Register.
The CFPB sued an online lender for violations of the Military Lending Act in connection with the extension of consumer credit to active-duty service members and their dependents.
The CFTC's Market Participants Division and Division of Clearing and Risk issued no-action relief to permit the transfer of certain swaps in connection with Brexit.