Manisha Kimmel, SEC Senior Policy Advisor to the Chair on the Consolidated Audit Trail Chair, will step down at the end of January 2021.

OFAC extended authorizations on transactions that involve the securities of an entity whose name "closely matches, but does not exactly match" that of a Communist Chinese military company.

FinCEN further extended the reopened comment periods on a proposal concerning transactions that involve certain convertible virtual currency and digital assets with legal tender status.

President Joseph R. Biden, Jr. designated Todd M. Harper, currently a board member of the National Credit Union Administration, as NCUA's twelfth board chair.

A firm settled FINRA charges for failing to fingerprint and adequately screen U.S.-based non-registered associated persons.