The Biden Administration’s appointment of Dave Uejio as CFPB Acting Director signals a shift in the agency’s regulatory agenda toward more attention on fair lending practices.
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The Alternative Reference Rates Committee outlined the conditions that a forward-looking Secured Overnight Financing Rate term rate must fulfill in order to substantiate an ARRC recommendation.
Senator John Kennedy (R-LA) introduced the "Protecting Investors' Personally Identifiable Information Act." The legislation would exclude personally identifiable information from Consolidated Audit Trail reporting requirements.
A former registered research analyst and representative settled FINRA charges for engaging in insider trading.
SEC Chair Gary Gensler appointed several senior staff members to advise on matters before the Commission.